Wealth Management Compliance VP recruitment
- Excellent career progression
- Report to Head of Compliance
About our Client
Recognized as a leader in the wealth management industry, our client is developing their business in Asia rapidly and looking for a switched-on, intelligent individual to develop his/her career in the organization.
Job Description
As VP in the Wealth Management Compliance Department, you will be part of the regional team with the following responsibilities:
- Carry out control and advisory support to the business across the region
- Enhance the control standards and processes and ensure proper compliance to cross border and investment suitability
- Follow requirements set out by HKMA and SFC regulations and investigate on any suspicious activities that may lead to a breach
- Liaise with head office and counterparts across Asia Pacific branches
The Successful Applicant
To qualify for the Wealth Management Compliance AD, you must possess the following:
- Bachelors degree or equivalent
- At least 6 years experience of Private Wealth Management Compliance
- Solid knowledge of HKMA and SFC regulations
- Possess leadership qualities and excellent attention to detail
- Speak fluent English and Cantonese, with Mandarin an advantage
What's on Offer
Excellent opportunity to work for a top tier Bank in a role that provides an attractive salary and package with strong career progression.
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Jennifer Tam quoting reference number H1316830 on +852 2848 9504.