WholesaleBank (WB) Compliance Advisor recruitment
Key Roles Responsibilities
Assist the Country Head of Wholesale Bank Compliance, Singapore to:
* Ensure effective management of all WB Compliance matters in Singapore (including training).
* Provide WB Compliance support for Global Markets, Transaction Banking and OCC businesses in [Country];
* Review the WB compliance and regulatory risk framework identifying gaps in coverage;
* Identify any new rules and or regulations applicable to the local WB business and partner with local WB management to identify business impact before developing policies and procedures to minimize compliance and regulatory risk, benchmarking against best industry practice. Consideration must be given to any potential cross border implications of such rule regulatory changes at all times, liaising with the Regional Head of WB Compliance, South East Asia and the local Country Head of Compliance at all times;
* In conjunction with the business, determine regulatory and compliance risk parameters for establishing and delivering an effective Compliance monitoring programme.
* Provide a pro-active advisory service to the local WB businesses and generally in relation to regulatory, reputational and ethical matters, not only responding to requests for advice, but where appropriate taking the initiative in volunteering advice the need for which may not have been appreciated.
* Promote and embed a compliance culture throughout the local WB business.
* Secure early involvement of the compliance function in the design and structuring of new products and systems, so that they conform to local regulatory requirements and internal compliance and ethical standards including representation on business, product and strategy risk, governance and management committees.
Qualifications Skills
* Good educational background, ideally to degree or equivalent level.
* Good knowledge of local rules and regulations.
* Career experience at any of the following within the relevant jurisdiction(s): law firm, financial institution, regulator or compliance consultancy practice (unless hiring direct from University)
* Fully committed to highly responsive delivery. Demonstrably able to assist Head of WB Compliance, Singapore in delivery of strong (i) analytical, innovative advisory and monitoring skills (ii) responsibility and organisation skills (iii) people management skills (iv) communication (written and verbal) skills (v) listening and influencing skills (vi) collaborative and team playing skills and (vi) excellent negotiation and presentation skills.
* A strong learner, intellect and relater. Ability to work both independently within a team and with appropriate supervision with a desire to deliver results. Self-motivated and self-reliant with genuine desire to get things done and to do it right, as well as the ability to provide practical and effective advice. Being able to accept challenge and change, listen to the other point of view and adapt your approach accordingly is essential.
* Good judgement. Diplomacy, empathy and a 'can-do attitude'. Politeness, sensitivity and the ability to gently, but professionally stand your ground when needed.
* An inquisitive approach to practices, procedures and specific transactions. Personal authority and integrity. Independence, creativity, resourcefulness and resilience.
* Sound working knowledge of MS Office suite particularly Word, Excel and PowerPoint.
How To Apply
You can search and view current opportunities across our organisation and apply immediately by registering or logging in to our careers website www.standardchartered.com/careers. To help speed up your application, please note the following:
- You will need to log in (or register if you are visiting our careers site for the first time) before you can apply for a specific role
- Some roles may require you to undertake an online talent assessment in addition to completing the application form (to facilitate this process it is preferable that you provide us with an email address as part of your contact information)
- We will ask you about your education, career history and skills and experience, it may be helpful to have this information to hand when completing your application
It usually takes 15 - 20 minutes to complete the application form; you can save your application at any time and return to complete it at your convenience.
Closing Dates
The closing date for applications is 07/09/2012. Please note all closing dates are given in Hong Kong time (GMT + 8 hours). We aim to respond to successful applicants within four weeks and will keep a record or your application in our database so that we can contact you when suitable vacancies arise in future.
Diversity Inclusion
Standard Chartered is committed to diversity and inclusion. We believe that a work environment which embraces diversity will enable us to get the best out of the broadest spectrum of people to sustain strong business performance and competitive advantage. By building an inclusive culture, each employee can develop a sense of belonging, and have the opportunity to maximise their personal potential.
