Archive for March, 2013
AVP / VP Dodd Frank Testing
Position will be at the AVP or VP level, depending on experience. Responsibilities include: Review of the swap dealer and FCM policies and procedures and test them for effectiveness, including analysis of resources set aside for compliance and discussion of any necessary improvements. Determine material non-compliance risks related to Firm’s relevant activities as an SD or FCM and assist with their remediation as required.Manage the review and testing of Firm’s risk management programs to evaluate adherence to risk management policies and procedures, assess the effectiveness of internal controls, Read more […]
Compliance AVP / VP
Key responsibilities will include:Establish a new global function from scratch which will deliver an effective and efficient Compliance QA and Conformance Testing processPut in place a sophisticated QA and Conformance testing policy and training programmePromote and communicate the embedding of this function throughout the organisation and oversee the development and implementation of high quality policies and standardsEnsure that proactive advice is delivered through effective partnership with others at all levels of CompliancePromote the cultural, behavioural and organisational changes necessary Read more […]
Fixed Income Compliance Officer
Significant experience working in a compliance or related function.Understanding of the application of SEC, FINRA and MSRB Regulations applicable to fixed income products, sales and trading.Understanding of Regulations ATS and familiarity with current market structure issues applicable to fixed income products, sales and trading.Familiarity with broker dealer systems and applications.Strong written and verbal skills.Experience in designing an effective compliance programAbility to identify and analyze issues and provide clear sensible solutions in light of the relevant legal regulatory requirements. Read more […]
Leading Iron Ore Trader
Responsibilities for the Head of Iron Ore Trading based in Asia position: Lead a team of traders handling Iron Ore in the Asian markets.Market Iron Ore to clients across Asia especially to Chinese Clients.Increase and continue to deliver services to customers and suppliers.Be aware of market developments and trends Skills / Attributes required for Head of Iron Ore Trading in Asia position: Sales and Trading experience in the Iron Ore market across Asia.4+ years experience in Iron Ore.Have a portfolio of clients and suppliersFluent/Native Mandarin speaking.Be willing to be based in China Read more […]
M&A Associate 1 or 2 needed for top Mining M&A Advisory team
Top London mining advisory MA team looking to add an associate to the team due to increased volume of execution work.The candidate must come from a bulge bracket bank and can be from one of the following 4 teams – Metals Mining Natural Resources (with exposure to mining deals) MA Execution Industrials (with exposure to mining deals) The client requires a self-starter who knows the MA product well and can write pitchbooks and IMs without hand-holding.The mining sector experience can be learnt. Please don’t bother replying if you don’t meet these criteria Read more […]
C## Developer (Senior / Agile / .NET / Silverlight)
A Senior Agile developer with strong .NET/Silverlight experience and expertise with Microsoft technologies is required to join some high profile individuals, and to work with some of the latest technologies and processes, supporting the ongoing delivery of an exciting electronic multi asset program, with experience across FX, Money Markets or Structured Products. MAIN RESPONSIBILITIES The candidate will be responsible for building real-time interactive trading application using Silverlight 4.0 , C# and HTML5. The application will provide extensive trading functionality which will implement real-time Read more […]
Investment Analyst
Commonwealth Superannuation Corporation is one of Australia’s outstanding Superannuation Funds. With in excess of $26 Billion under management, and a reputation for innovation, CSC has the enviable reputation of being able to attract leading investors to the team.As a result of the continuing growth and complexity of the business, the position of Investment Analyst – Fixed Income, has been created. Working alongside the Senior Portfolio Manager – Fixed Income, you will together be responsible for management of CSC’s sizable Fixed Income Portfolios.To date, CSC has invested across the Fixed Read more […]
Transfer Agency Specialist, Italian speaker
The team is looking to hire a London-based Associate in charge of providing Shareholder Services support mainly to the Italian Correspondent Banks and Italian Retail Distribution client-base; and coordinating a number of account activities with the team’s internal and external key stakeholders. Working within a dedicated team, the Associate provides a strong contribution to their Shareholder Services’ first-class servicing model, and ensures client satisfaction in a controlled and efficient environment. This new role will allow them to respond more efficiently to business needs of their Italian Read more […]
Business Analyst – Investment Banking – Technology
In order to be successful for this role, you must have:Investment Banking ExperienceFront Office ExperienceGood product knowlege: Equity (cash Derivatives), Fixed Income or FXMust have Business Analysis background (gathering business requirements, producing BRDs, workflow / technical diagrams, testing)Good technical knowledge or have the experience working with the development teamStrong stakeholder management experience especially within front officeConfident CommunicatorKnowledge of front to back trade flowKnowledge of SDLCKnowledge of SQL is highly desirableMust have the right to work in Read more […]
Business Analyst
Business Analyst – Banking ( product control/audit background). This global financial services organisation require dynamic candidates to join their finance change team for either Investment Banking or Insurance. You will be working on finance projects at top clients as a Business Analyst and will be responsible for gathering requirements, gap analysis, writing documentation and managing stakeholders.You should have a strong educational background and experience as a product controller or within audit from a leading organisation. You must be a fully qualified accountant with an ACCA, ACA, CIMA Read more […]