Archive for April, 2013
Examiner
The Examiner position is responsible for independently conducting announced and unannounced on-site inspections of assigned LPL Financial branch offices. The branch exams are focused on the sales practices of each individual advisor and the books and records requirements of each office to ensure adherence to compliance with all applicable regulations. The examiner will consult with branch managers, advisors and support staff and provide direction on maintaining branch offices in accordance with federal and state regulations, FINRA and other SRO regulations and LPL Financial policies and procedures. Read more […]
Commodities Research Associate
Responsibilities include, but are not limited to, writing research notes analyzing oil market trends, interacting with the company’s global client base to provide timely information on market breaking news and long-term developments, maintaining databases on the global crude and oil products markets on a weekly and monthly basis, and conducting other tasks as deemed necessary by the Head of Research.The successful candidate should have three main qualifications: (1) general knowledge of the global oil industry and specific knowledge of U.S. oil market activities, refinery optimization, and midstream Read more […]
Institutional Sales Trader
Excellent opportunity for an experienced sales trader with strong knowledge of the African markets to contribute to the growth of this dynamic international broker based in South Africa.Key purpose of the role will be to build and manage international stockbroking deal flow and grow trading commission revenues for the firm. Focus will be on an international and regional (cross border) client base. This will involve an element of business travel and requires applicants to demonstrate excellent communication skills to complement a highly commercial, revenue-driven approach and excellent technical Read more […]
Corporate Credit Risk- AVP
Provide credit and analytical support for the equities margin loan portfolio globally, supporting risk management functions in both NY and London.• Review and analyze proposals to provide committed credit facilities to finance (leverage) equity shares of publicly traded companies worldwide. transactions are non-recourse, meaning we only have access to the shares value, or recourse to a corporate, LLP/LLC or other legal entity borrower (i.e., not individuals)*Review/establish credit terms such as covenants, liquidation triggers, maximum loan-to-value limit, etc. to mitigate risk. *Review financial Read more […]
Operational Risk & Control Manager (VP)
The FICC (Fixed Income Currencies Commodities) Operations Risk Control team is responsible for driving the Risk Control agenda within FICC Ops which includes analysing operational incidents, conducting risk assessments and control gap analysis, management reporting and supporting the design and implementation a number of control risk management tools (“B:Tools”) across the function.This role within the FICC RC team will provide global Risk Control oversight and support for the Global Post Trade Services function. The Global Risk and Control Officer (RCO) will be responsible for setting Read more […]
Trade Bills (Officer or Assistant Manager)
The Company Client is a global bank. The Role The trade bills officer will be required to check all types of Export Bills. You will prepare Export covering schedule to Issuing Bank. You will assist to prepare and check outgoing SWIFT like MT742 and MT754. You will also advise customers in terms of discrepancies and proving solutions. You will co-ordinate the work with clerical staff to ensure smooth daily operations in the department. As well as to assist marketing officers in answering technical questions raised by customers. Your Profile The successful candidate with have 3 to 5 years of experience Read more […]
Senior Treasury Officer
Established companyCareer ExposureAttractiveBackground Our client is a global commodity house with a reputable brand. Job Description Manage the company’s cash flow (Actual, projections/forecast) Process payments and treasury settlement instructions Ensure proper documentation in the Cash book Support to the company – Negotiation on Letters of Credit , opening of banks accounts etc. Job Criteria This role requires the incumbent to have a Degree in Accountancy, Business- Finance etc. Moreover, the candidate will have at least 2- 4 years of experience in Treasury. The candidate should be independent, Read more […]
Consolidated Supervised Entity Examiner – Member Regulation, ROOR
Job Summary: The Examiner conducts assignments on routine and special Consolidated Supervised Entity (CSE) examinations to assess member firms’ risk management framework and evaluate systems and procedures for the establishment and implementation of comprehensive internal controls to effectively manage risk and that are in compliance with applicable rules and regulations; and assists senior staff on more complex assignments. Essential Job Functions: The CSE Associate Examiner demonstrates the necessary knowledge through a program combining self-paced learning (both print-based and computer-based), Read more […]
Consolidated Supervised Entity Examiner – Member Regulation, ROOR
Job Summary: The Examiner conducts assignments on routine and special Consolidated Supervised Entity (CSE) examinations to assess member firms’ risk management framework and evaluate systems and procedures for the establishment and implementation of comprehensive internal controls to effectively manage risk and that are in compliance with applicable rules and regulations; and assists senior staff on more complex assignments. Essential Job Functions: The CSE Associate Examiner demonstrates the necessary knowledge through a program combining self-paced learning (both print-based and computer-based), Read more […]
Senior GUI Developer
Highly profitable Hedge Fund seeks expert level GUI Developer to develop cutting edge Trading front end system. Successful candidate will have extensive hands on experience in architecting and building complicated GUI interfaces for financial applications. Ideal candidate will have experience in leading the development efforts of analytics engine with portfolio surveillance and relative value analysis tools. Position requires a seasoned technology professional with strong communication and leadership skills. Requires strong Java, C#, PHP, and HTML experience and proficiency. Read more […]