Archive for April, 2013
VP, Wealth Management Compliance
Our client has a leading presence internationally and is one of the top leaders within investment banking industry in Hong Kong. Due to sustained growth and expansion plans, they are currently looking for a Senior Vice President to supervise a team of compliance staffs in the Private Banking division.RESPONSIBILITIESReview and comment on a wide range of policies and procedures and new product proposal to ensure these are all compliance with HKMA and SFC’s requirementsPerformed compliance review and as well as monitor staff dealingsDesign, develop and implement relevant compliance policies and procedures Read more […]
VP, Compliance
This leading investment bank has a new opening for a Senior Compliance Manager to join in the Compliance – Securities division team to provide compliance assistance to the Equities and FICC team!Job DescriptionIn the role you will:Provide daily trade surveillance report and conduct transaction monitoring reviewsRevising and testing the integrity of system controls by participating in testing programs and evaluating test results; and advise on policies to comply with the Hong Kong or other Asian regulatory standards to minimize potential risksWork closely and provide compliance advisory to the compliance Read more […]
Operational Risk Director
THE COMPANY: Our client is a leading UK financial services house with a banking and markets offering.THE RESPONSIBILITIES:Provide operational risk coverage to the banks regulatory and risk areas. Including facing off to the stakeholders.Act as the primary Risk Director to the regulatory/risk business line, and provide robust challenge at all relevant Risk Control Committees (RCC) and other meetings where ORM risk input is required;Maintain close working relationships with the business and support functions such as Group Internal Audit, Risk, Compliance, Legal, Finance, Operations and Technology;Provide Read more […]
Finance & Commercial Manager
Commercial and Finance ManagerTo oversee and provide an effective and strategic management accountancy service to the division of responsibility. Ensuring contractual commitments are met and to assist in the development of the business and ensure a consistent return on investment. Provision of accurate and timely information to facilitate the efficient running of the Business Unit. Working closely with the BU Senior Commercial Manager to drive continuous improvement to processes and reporting, providing accurate and timely reporting and cash management including reconciliation of takings. Read more […]
Director – Client Portfolio Manager / Product Specialist
As a result of an expanding team we are looking to hire a product specialist for The Business. Sitting directly with the Portfolio Managers, this is a higly visible role internally, where you will be responsible for building the business for them by pitching the more technical aspects of the product range to clients, and having a direct role in building the AUM of the business as well as feeding back information from clients to PM’s.You will gain a good understanding across the whole product pool (mainly fixed income based) and communicate this to their clients (pensions, consultants, fund of Read more […]
Senior Compliance
Key ResponsibilitiesPrincipally responsible for the receipt and initial assessment of all applications for approved persons.The newly created team will also have responsibility for the processing of other approved persons and appointed representative notifications (e.g. withdrawal notifications).Influence and then entrench the new Approved Persons/Registrations programme, with a view of increasing the emphasis on individual accountabilities;Responsibility for owning and managing the Approved Persons processes from end-to-end, liaising with relevant Compliance / Business representatives Constructively Read more […]
Head of Credit Control/Credit Review
Leading Asian Investment firm seeks senior manager to head up their Credit team. You will work closely with top management and business mainly responsible for creating credit frameworks and credit reviews.Location: SingaporeResponsibilities for Head of Credit Control/Credit Review – SME Portfolio-To do credit evaluation, credit analysis and risk management periodically on existing credit facility on corporate/SMEs customers.-Review of work processes and loan policy and procedure -Credit review and approvals on loan applications-Advice business units on credit limits for new and existing clientsRequirements Read more […]
Assurance Manager
AML Assurance Manager Contract role in Manchester Leading Global Bank is looking for an AML Assurance Manager to join their team. The role will be based in Manchester. Reporting to the Head of AML/STF Assurance, responsible for delivery and coordination of AML/STF assurance reviews across the division. The role holder will undertake targeted assurance reviews and work with local Assurance Monitoring teams to track and input into local assurance activities. The role holder will also contribute to the ongoing development of the AML/STF assurance programme within the division. Key Read more […]
Analyst, Latin American Regional PE fund, Mexico City
Recruiter’s Reference: 3634 /14LAbout our client A successful mid sized Latin American private equity fund seeks an analyst to join its Mexican-based team. Founded in 2006, our client has two private equity funds, one raised in 2006 for US$181.5 million and a second fund closed in 2011 for US$465 million. The fund follows a diversified investment strategy, with projects in various sectors including healthcare, education and financial services. ResponsibilitiesWork alongside senior team members in analyzing and screening new projects/investmentsAs analyst, you will use your analytical and numerical Read more […]
Vice President, Regional Manager
Our wide range of mutual fund and separate account strategies are primarily sold to financial intermediaries across the U.S. While this position can be located anywhere in the territory, we have a strong preference towards Dallas, Houston or Denver. The position will operate remotely.JOB SUMMARY:The Vice President is responsible for managing business development opportunities for our ManagersChoice platform, as well as individual mutual fund and separately managed account products. They will also manage and service existing business including, designing, implementing and successfully executing Read more […]