Archive for May, 2013
AML Ops QA and Risk Control SME
Responsibilities: Subject matter expert in AML regulations, systems and reports.Building and applying knowledge of money laundering processes.Operating within agreed business SLAs and confidentiality standards.Review of transaction monitoring alerts closed by AML Ops Analyst to monitor the adherence to the operational procedures.Suggest improvements at the analysts and product level through reviews and reports to ensure AML standards are maintained and/or exceeded.Ensuring that the Quality Assurance process is executed in adherence with global standard policies and procedures, using global standard Read more […]
Senior Compliance Manager
Senior Compliance Manager – 6 Month Interim An exciting opportunity has come up for an experienced compliance professional working for a boutique, London based financial services firm specialising in investment and mortgage based products working as their Interim Senior Compliance Manager. As the Senior Compliance Manager you will be largely responsible for maintaining knowledge of regulatory developments, maintaining and developing the compliance monitoring plan and conducting regular monitoring of compliance for all products. You will have recent experience liaising with official bodies such Read more […]
Estate Settlement Regional Manager
Estate Settlement Regional Manager – Wealth Management (Job Number: 1213988)DescriptionThe incumbent will lead a regional area estate team in the management of assigned client relationships and will be fully accountable for all legal and administrative aspects of the team’s assigned accounts. The incumbent also will manage the administration of up to 10 of the region’s largest and most complex estates and will be accountable for new business goals to include both current and future fee business. The incumbent will be required to participate in one or more project committees or task forces and in Read more […]
Senior Administrative Assistant
Senior Administrative Assistant – Wealth Management (Job Number: 1303742)DescriptionUnder limited direction, performs secretarial and administration assignments of confidential nature.QualificationsTypically requires a high school education. More than 5 years of experience. Must have knowledge of a variety of computer software and spreadsheets (Microsoft Word, Excel, Access and Power Point). Must have a high level of interpersonal skills to handle sensitive and confidential issues. Position requires poise and tact and diplomacy. Must be able to interact and communicate with all levels of the organization. Read more […]
Managing Director of Sales
Managing Director of Sales – Wealth Management, Atlanta (Job Number: 1212367)DescriptionThe incumbent is responsible for the leadership and direction of BNY Mellon’s Wealth Management regional sales team and is accountable for helping themachieve both regional and individual sales goals. The incumbent will develop production goals and calling activity targets for the sales team, will overseeimplementation of this activity plan, and is responsible for the overall sales process, sales results, and staff development of team members.S/he will act as a senior advisor in the closing of complex sales, Read more […]
Family Wealth Advisor
Family Wealth Advisor – Wealth Management (Job Number: 1305173)DescriptionIncumbent will hold responsibility for engaging with prospects and/or clients whose investible assets exceed $20MM. The Family Wealth Advisor will work in partnership with regional Portfolio Manager’s but will have direct accountability for advising our largest, most sophisticated and complex prospects/clients. As shared owner for portfolio of +/-50 relationships, incumbent will have responsibility for developing relationship plan for each client and introducing new and/or expanded investment products and strategies where Read more […]
Client Service Associate
Client Service Associate – International Wealth Management (Job Number: 1307419)DescriptionThe individual provides support to the Senior Client Management in the overall management of the EMEA client relationships and the daily administration of accounts (Investment Management, Custody, Loans, Trusts and Banking). Daily administration in New York is focused mainly on relationship management services. The individual also provides support to the new business development effort. This role entails close working interaction with the Senior Client Manager in New York and other members of the wider Read more […]
Institutional Business Development Manager
Our Client is managing a core number of products which it believes can attract significant assets from overseas pension funds. The objective of this role is to result in significant growth in the assets under management through the award of institutional mandates internationally. Key Responsibilities:· To promote and market Our Client’s products to institutional investment consultants overseas;· To establish and maintain key distribution relationships with these investment consultants;· To communicate effectively with consultants, pension fund Read more […]
Head of Outsourced Pensions
Reporting in to the CIO it is important that your current skill set includes;Manage a portfolio of pension scheme trustee appointmentsUnderstanding of company financingHigh level of numeracyExcellent presentation skills to board levelAbility to conduct governance and internal controls review auditsFor further information of this role please contact Mason Blake on 020 7033 4499“Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, Read more […]
High Yield / Distressed Debt Sales (or Broker) to buy side clients
In particular, they are keen to meet with people who possess strong sales relationships within distressed debt and high yield credit. It is imperative that candidates are capable of generating significant income from a portable client bank from the outset and have at the very least 5 years of market experience within this sector. In return they will be offered a competitive base salary together with a significant percentage pay out.