Archive for May, 2013
Head of ALM
They are seeking someone who can work independently and assume responsibility for major project deliverables and demonstrate leadership abilities in influencing senior personnel up to Board level.Key responsibilities include:Ensuring all the elements of the balance sheet that reside in the Group Treasury’s mandate are appropriately risk managedDevelop and implement an ALM reporting framework that meets the requirements of all key stakeholdersLead the development of QRM as the Bank’s interest rate risk management toolProvide an independent review of all new product proposals/amendments to ensure Read more […]
COMPLIANCE MANAGER / SENIOR MANAGER
Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. It provides companies, institutional investors and high-net-worth clients with asset management services worldwide. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join their Compliance team in Hong Kong.Provide compliance advisory to the business. Implement investment compliance procedures and policies in accordance with all regulatory requirements and internal guidelines. Assist in liaison with local and overseas regulatory Read more […]
SALES MANAGEMENT, SENIOR MANAGER / ASSISTANT DIRECTOR
Working with the Head of North Asia Sales, you will be responsible for managing and strengthening key relationships with distribution channels. You will provide proactive sales activity and value-added service to the distribution channel by working in close partnership with the channel sales team and responsible to ensure substantial influential to them with the primary goal of increasing penetration, sales and AUM. You will need to understand local market dynamics and business challenges; actively interact with countries to address local issues and to help drive local business.To be considered, Read more […]
DISCLOSURE OF INTEREST
You will be responsible for the ongoing review and development of APAC procedures manual for shareholding disclosure and providing related training to compliance team. You will research and analyze regulatory, legal and corporate compliance reporting requirements in various jurisdictions. In addition, you will liaise with, provide guidance to and actively provide support in matters related to shareholding regulatory requirements. To qualify for the position, you should be a University graduate with a minimum of 5 years of experience in relevant areas. Excellent writing skills together Read more […]
Equity Derivative Client Services
On behalf of our client, one of the worlds’s most established and successful banks, we are looking for the best candidates in the market to join their expanding team. If you want to join a team filled with top performers and think you have what it takes to work and learn from the best in the market, please apply.To succeed in this role you must have a minimum of three years within middle office or client services functions on an equity derivatives desk (Flow or Exotics). You will have strong product knowledge and a deep understanding of product flow and the problems associated with working with Read more […]
Processing Manager
The ideal candidate will be a consummate professional and proven manager of people who will ensure compliance with all regulatory and operational requirements and have the ability to analyze current processes and procedures and make and implement recommended changes. Duties will include interfacing with the company’s Fiscal Agent to provide efficient and responsive customer service, generating and analyzing reports from various sources, approving and updating customer accounts as necessary, managing the company’s Business Continuity Plan and performing such other tasks as required by the Read more […]
ED (Executive Director), Private Equity
Key Responsibilities: Supervise day-to-day execution of investment or disposal transactions.Identify key issues related to pipeline projects and assist in the resolution of these issues.Lead-manage or participate in the sourcing and development of new business opportunities.Design deal-specific transaction structure.Assume responsibility for production of quality deliverables within agreed timescales, briefing Managing Directors and other senior employee accordingly.Collaborate with senior efforts in negotiations with the investors, sponsors, and clients etc.Monitor invested projects and maintain Read more […]
COMPLIANCE CONSULTANT
Description:An exciting new opportunity has become available within a highly successful finance company to work within their Compliance function. Within this role you will be expected to provide effective Compliance oversight, guidance and support to business areas, ensuring appropriate challenge in respect of regulatory risk and compliance with financial services regulation.Core Responsibilities:Provide effective 2nd line oversight and proactive support to business areas so that the risk of non compliance is mitigatedPromote a greater understanding of current FCA/PRA requirements and company compliance Read more […]
COMPLIANCE ADVISORY CONSULTANT
Description:Our client, a leading financial services provider in Edinburgh has an exciting new opportunity for a Compliance Advisory Consultant to join their team on a permanent basis. The role will provide business areas with effective compliance oversight, guidance and support to ensuring appropriate challenge to the business and outsourced entities in respect of regulatory risk and compliance with designated regulation and/or legislation.Core Responsibilities:Provide effective 2nd line oversight and proactive support to key regulatory areas, aligned to the regulatory risk universe, such as relevant Read more […]
SALES SUPPORT COORDINATOR
Description:A new and exciting position is now available within a leading investment management company for a Sales Support Coordinator to join their London based office. Within the UK Wholesale Sales Support team you will provide sales support to the Investment Directors and Sales Managers based out of this region.This is an excellent opportunity for an individual with previous experience within a financial sales environment.Core Responsibilities:To co-ordinate corporate events and investment visitsArrange travel, book meetings and general diary managementMaintain and keep up to date a CRM (salesforce) Read more […]