Archive for September, 2013
Director, Internal Auditor
Director, Internal Audit, Investment Banking The Role As a senior member on the Internal Audit team, you will be reporting into COO, responsible for audit planning and execution for their investment banking and corporate finance businesses. You will be working closely with different business heads to ensure internal control is properly implemented, as well as recommendations to senior management on development of the existing internal audit program. You will also be responsible to manage a small team of internal auditors, to guide and grow them along with growing with the bank. Your Profile Read more […]
Head of Sanctions
Our client is looking for an experience Sanctions SME to be able to develop their sanctions policy standards to ensure they’re meeting all international sanctions, but also identifying new and evolving to ensure the bank’s reputation isn’t jeopardised, or put at risk of fines. The role will liaise with a variety of senior stakeholders, both internally and externally which will include a range of supra-national organisations and governments/regulators and trade bodies. Managing a team in London, the role is also required to advise, lead and direct a number of global teams. You will have recently Read more […]
Securities, Equities, Trading Floor Assistant, Hong Kong
This is a great opportunity to work in a dynamic environment on the Securities Division trading floor. The successful candidate would support multiple senior managers and be part of a broader team of Executive Assistants based in Hong Kong. Responsibilities • Provide secretarial and administrative support for sales and trading teams, including senior managers • Calendar management; Coordinate internal and external client meetings • Scheduling, booking, and updating travel arrangements; prepare visa applications • Prepare travel and expense reports; maintain file system • Answer phone Read more […]
Fixed Income Post Trade
Our client is a leading provider of post trade services to trading members in the OTC bond markets, including regulatory reporting, pricing and operational risk-mitigation matching services. With the upcoming MiFID II, we will aim to provide a single regulatory reporting hub covering transaction reporting and trade reporting services. Our client also offers a number of trading-related products and services, including: market data to assist clients with trading decisions; connectivity solutions that facilitate straight-through processing; technology services to optimize trading environments; and Read more […]
Senior Compliance Manager
You will be responsible for supporting the Head of Risk Assessment in establishing and managing global structured databases and systems to identify and assess the risks in respect of regulatory development, regulatory engagement and policy governance globally for both regulatory compliance and financial crime compliance. There is also an analyst level role available. Please apply if you have any experience within regulatory affairs and policy. Responsibilities Ensure that the Regulatory Affairs and Policy team develops and delivers value adding, risk focussed reporting at all levels in relation Read more […]
Compliance Director | Singapore
A role as Compliance Director with my client – a well renowned Investment Bank and Securities Group based in Singapore, is available immediately. The client is boosting its Compliance team, and looking out for an experienced candidate to join. The candidate will have a regional remit and will work closely with the Head of Compliance, and other teams. It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading bank with extensive presence across the globe. My ideal candidate would have an excellent understanding of the Private Read more […]
Data Quality Analyst with CBA. Interim Roles. 2 Opportunities.
The Commonwealth Bank is one of Australia’s leading organisations, providing integrated financial services to more customers than any other Australian bank. Our customers are at the centre of everything we do and we are determined to be better than we have ever been. We have over 37,000 employees across our retail, business and institutional banking, funds management, superannuation, insurance, investment and broking businesses, as well as, a range of interests around the world. As such, we offer a broad range of opportunities for our employees to continue to build on their skills and develop their Read more […]
Liquidity Risk Analyst
**Liquidity Risk Analyst-Canary Wharf-3 month contract** -Liquidity Risk Analyst -Canary Wharf -3 months -Market rates Bank of America Merrill Lynch have an opening for a Liquidity Risk Analyst who would be required to support the group’s ongoing management reporting and product development requirements. Duties and responsibilities may include the following: *Assisting in the preparation of regulatory and senior management reporting material using an in house database and query tool. *Assisting in the preparation of monthly presentations to risk committees, the FSA, the Federal Reserve and other Read more […]
FX intraday quant trader/researcher
My client is looking to bring on board an experienced FX quant trader/researcher with experience trading major pairs.The successful candidate will have a minimum of 3 years experience trading systematic FX quantitative strategies intraday with no overnight risk. Your role will consist in implementing models and researching new ones. A very large book size can be allocated to someone able to demonstrate strong risk adjusted returns. Candidates must have a US work permit and be willing to work in New York. If you wish to keep a low profile in making your application, just email us a brief bio and Read more […]
Commodities Business Analyst- Regulatory Change-SQL and ETL skills Required
Business Analyst will be responsible for a regulatory change project at Commodities projects at the Financial sectors. Position : COMMODITIES- Business Analyst Location : New York City SKILLS: 5+ years of Business Analysis exprience is required. Experience with Commodities trading and risk management software project implementation is required.(CTRM/ETRM) Understanding of Software Development Life cycle (SDLC) and knowledge with Dodd Frank Regulatory Reporting. Strong SQL and ETL-Informatica skills required. Detail Oriented and organizational skills. Strong analytical, presentation, writing, Read more […]