AIS Internal Control Sr Specialist Job

AIS Internal Control Sr Specialist (Job Number: 1313576)

Description

AIS Internal Control Specialist, Sr is responsible for performing internal control reviews and self assessments to assist in establishing and maintaining a sound internal control enviroment within AIS Operations. Additionally, would work with the Global Head of Internal Control to ensure the control environment across all areas of responsibility are sound, and that BNY Mellon AIS Operations are meeting client needs. The incumbent will be responsible for management of control and risk activities for multiple business units or teams supporting complex business processes and activities and will manage a team of control and risk personnel. The incumbent will also be responsible for managing and developing AIS Internal Control staff. May oversee the work of an AIS Internal Control Specialist. An Internal Control Specialist, Sr should have strong risk assessment and analytical skills. Must have basic knowledge of fund valuations and maintain the ability to understand complex processes. Attention to detail, excellent organizational skills, ability to multi-task and work in a fast-paced, deadline driven environment. Must be able to adapt to a changing environment. Previous risk and audit experience required. An Internal Control Specialist, Sr must have the ability to review fund governing documents and client agreements and obtain an understanding of complex fund structures and service level requirements to determine adherence. The Internal Control Specialist, Sr should have the ability to identify Corporate and Risk policies that affect areas under review to determine whether the department is in compliance. Strong, effective written and verbal communication skills are required to successfully convey noted concerns and assist in the development of remediation plans and discussions with shared services and external parties (e.g Internal/External Audit). Internal Control Specialist, Sr should provide meaningful recommendations that result in operational efficiencies and stregthen the control environment. This individual will be responsible for providing the proper support to operations to ensure SAS 70, Internal Audit and Global Compliance deliverables are met timely and with minimal impact to operations. Recommendations resulting in stregthened controls while enhancing client service capabilities, translate to increased client satisfaction and the Company's reputation. May oversee the work of an AIS Internal Control Specialist. Poor judgement or failure to perform can result in significant financial and reputational risk. Individuals should have strong communication and interpersonal skills; the ability to work with all levels of management; ability to develop good working relationships with operations and external areas such as Internal Audit, Global Compliance. Candidate must be able to work independantly and require minimum supervision.

Qualifications

Bachelor's degree. BA in Finance or Accounting preferred. 7-10 years Fund Accounting or Auditing of Financial products and services. 10+ Years Fund Accounting or Auditing of Hedge Fund Financial Products and 5 years Public or Internal Audit experience of Fund Valuation and Operations Risk Management preferred.

Primary Location: Wilmington, DE, US
Internal Jobcode: 31000
Job: Audit/Compliance/Risk
Organization:

September 12, 2013 • Tags: , • Posted in: Financial

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