AML COMPLIANCE

Our client is a leading financial service company that was built to create highly diversified financial services solutions to for clients throughout the world. With steady growth within the region, they are now looking for an outstanding candidate to join their team.

Assist in the implementation of and oversight of AML compliance function. Provide guidance on AML policies and regulations and liaise with business for day-to-day Compliance-related issues and questions. Follow-up market developments and new AML rules/regulations, to ensure new rules are appropriately implemented and monitored. Review and implement business-specific local KYC and AML procedures, to ensure accuracy and compliance with appropriate Global AML Policies and Standards. Address daily queries/ escalations in relation to AML/KYC and onboarding issues. Review of KYC records of clients to ensure accuracy and compliance with appropriate standards. Conduct regular AML training on the Firm's policies and procedures to business staff in line with Regional and Global AML Programs.

To qualify, you will be a degree holder with a minimum of 6 experience in a compliance, audit, risk management or control function. Some exposure to AML Compliance work. Strong communication - written and interpersonal. Demonstrated ability to effectively consult to obtain desired results. Must be a self-starter, organized and have the ability to work independently. Candidate must be highly motivated, intuitive and possess initiative to identify potential process improvements.

Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2160.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)

August 29, 2013 • Tags: , • Posted in: Financial

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