Asset Management Compliance recruitment
An excellent opportunity has arisen with this leading investment bank for a seasoned compliance professional to join its well regarded team.
In the role you will assist:
- in providing advice to the various regional teams in their day to day business operations, including providing advice on products and business initiatives;
- in undertaking, investigating and resolving general compliance and investment surveillance alerts;
- with the review of marketing material;
- with the collection of information for regulatory filings and audits;
- with the training of new hires; and
- in the Development of compliance policies and procedures.
To be successful in the role you will:
- have between 5-7 years experience working in a legal, audit or compliance function with strong product knowledge, ideally in asset management products;
- knowledge of asset management regulations and or exchange rules for listed securities;
- have an understanding of Chinese Wall and information barriers; and
- be fluent in English and ideally have either Chinese, Japanese or Korean as a second language.
For more information please contact Stefanie Nitze on +852 2973 6333 or email stefanienitze@taylorroot.com.hk
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
May 5, 2012
• Tags: Asset Management careers in the Hong Kong SAR, Asset Management Compliance recruitment • Posted in: Financial