Assistant Compliance Manager, Asset Management recruitment
The Company
Are you seeking a new and exciting role where you can step up to the next level? This is an excellent opportunity to bring your expertise to a truly dynamic organisation that can offer you a supportive team and pleasant working environment for you to grow with the company.
The Role
- Ongoing development, implementation and maintenance of the compliance framework;
- Conducting surveillance monitoring;
- Carrying out compliance testing to ensure regulatory obligations are being adhered to;
- Reviewing marketing material
- Advising on regulatory matters, incidents, compliance and operational risk frameworks,
- Ensuring that all high and extreme compliance risks are appropriately managed as first priority;
- Preparing and delivering firm wide Compliance training for new staff and on revised policies and procedures; and
- Assist in ad-hoc projects as required
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline, with professional qualification is highly preferable. You must have minimum 3 years' post compliance working experience in legal and/or compliance in financial services industry. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.