Assistant Compliance Manager, Asset Management ($20-35K) recruitment
The Company As one of the leading asset management firms, our client is identifying an experienced Assistant Compalince Manager to join their growing business. In this role you will be responsible for providing support to the Compliance Manager, assisting in the ongoing compliance monitoring, handling licensing matters, ensuring regulatory obligations are met and that adequate controls are in place. The Role Performing risk analysis on new business and new product; Assisting in reviewing the marketing materials to ensure that regulations are adhered to; Ensuring regulatory compliance is adhered Read more […]
Assistant Compliance Manager, Asset Management recruitment
The Company Are you seeking a new and exciting role where you can step up to the next level? This is an excellent opportunity to bring your expertise to a truly dynamic organisation that can offer you a supportive team and pleasant working environment for you to grow with the company. The Role Ongoing development, implementation and maintenance of the compliance framework; Conducting surveillance monitoring; Carrying out compliance testing to ensure regulatory obligations are being adhered to; Reviewing marketing material Advising on regulatory matters, incidents, compliance and operational Read more […]
Assistant Compliance Manager – Asset Management recruitment
Our client is a global Asset Management firm with a well-established business in the region. As a result of a business expansion, our client is looking for a seasoned candidate to work together with a team of compliance professional The RoleReporting to the Head of Compliance, you will be fully responsible for:• Handling licensing matters together with regulatory reporting for the group• Conducting regular compliance monitoring procedures and checking• Performing staff dealing approval and monitoring and producing related reports for management review• Conducting compliance training Read more […]
Assistant Compliance Manager, Funds and Insurance recruitment
The Company Our client is a financial services company which provides a broad range of services to clients including insurance, pensions and investment products. As a result of their continuing success growth over the past months they are seeking an experienced compliance professional to manage and monitor the business meets its regulatory obligations, makes prudent commercial decisions, and has effective risk compliance processes in place to facilitate the future growth of the business. The Role Developing and updating compliance policies and procedures that set out how regulatory standards will Read more […]
Assistant Compliance Manager, Insurance recruitment
The Company Our client is a continually growing player in the Insurance market. This is an excellent opportunity for a junior candidate to gain technical and hands-on Compliance experience in the insurance industry. The Role Dealing with complaints, fraud investigations, and reviewing the work completed by the companies’ representative; Review marketing materials; Reviewing compliance policies and procedures; Advising on AML related matters; Preparing and running compliance training; and Assisting in ad-hoc projects as required Your Profile The successful candidate will be a degree holder Read more […]
Assistant Compliance Manager, Asset Management (30-45k/mth) recruitment
The Company A reputable asset manager with strong presence in Greater China, with over 100ppl employees in HK, and over 300 employees in the region. The Role As part of a growing compliance team, you will be reporting to Head of Compliance, responsible for regular compliance review, investment compliance, individual and corporate licensing, liaising with local regulators (SFC), involved in new products approval, and other ad hoc compliance projects. Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will Read more […]
Assistant Compliance Manager / Compliance Manager, Insurance recruitment
The Company My client is an Asian leading insurance group with major presence across APAC region. Due to an internal promotion a fantastic opportunity has arisen for an experienced and motivated compliance professional from financial services to join their group. The Role Manage and support the compliance services for the insurance business in accordance with legal compliance requirements and company guidelines; Conduct risk assessment and risk impact analysis; Assist in updating compliance manuals and procedures; Review marketing materials and external communications; Assist in handling inquiries Read more […]
Assistant Compliance Manager, AML, Banking recruitment
The Company This incredible opportunity has opened up for an ambitious and experienced AML Compliance focused Officer who is passionate and keen to move up and take their career to the next level. The Role Undertake compliance review and testing; Assist in reviewing and updating bank’s policies and guidelines according to latest regulatory changes; Prepare and conduct AML training sessions; and Assist in ad-hoc projects as required Your Profile The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline, with professional qualification is highly preferable. Read more […]
ASSISTANT COMPLIANCE MANAGER, POLICY – GROWING COMMERCIAL BANK-AZH recruitment
Our client is one of the fastest expanding commercial banks in Hong Kong offering full spectrum of banking products and services to their clients. They are currently seeking a high calibre Compliance professional to join their growing compliance team.As the key member of the team, you will be overseeing the overall Compliance Policy section within the department and be responsible for studying and analysing all banking regulations and compliance requirements and impacts on specific businesses. You will be working closely with Head of Compliance to advise management on compliance issues and update Read more […]