Assistant Vice President Compliance Liaison Officer recruitment
An Assistant Vice President Compliance Liaison Officer is sought for the Planning Department of a leading international securities firm in the City of London.
Working closely with compliance to coordinate and manage all types of compliance issues, the compliance liaison officer will be responsible for:
- Customer on-boarding and periodical reviews, mainly from an AML perspective
- Managing and checking necessary documentation prior to submitting for compliance sign off
- Assist compliance control room in implementing various conflict of interest controls
- Providing business areas input in updating compliance policies procedures as and when required
- Assist compliance in ensuring all staff members complete necessary training
- Participate in weekly meeting with compliance to ensure any actions arisen from its risk assessment/monitoring are appropriately implemented
- Ensure compliance are aware of any material issues within the group
As such, we are seeking a compliance liaison officer with:
- Strong relevant compliance experience
- Understanding of AML
- Experience within the financial services sector
- Strong communications skills
This is a fantastic opportunity for a compliance professional to work for one of the most respected financial services organisations in the world.
If you have the above qualities, and wish to further your compliance career, please apply today.
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Randstad Financial Professional encourage applications from individuals of all ages backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial Professional acts as an employment agency for permanent recruitment an employment business for temporary recruitment as defined by the Conduct of Employment Agencies Employment Business Regulations 2003 