In House Legal Counsel recruitment
Role Overview:To provide legal support for a variety of non-traditional insurance and reinsurance transactions ( including structured (re)insurance and retrocession, life and health financing covers , longevity solutions , run-off covers , securitizations , parametric products etc ) and portfolio transfers , primarily in the UK but including some business in Continental Europe , Asia and Africa. Lead legal workstream for (re)insurance transactions, including instruction and management of outside counsel, structuring support, advice on legal and regulatory issues, and drafting, review and negotiation Read more […]
Chief Compliance Officer (London) recruitment
The role reports into the Head of compliance for financial services block (CIB, WM, PB), as well as reporting locally to the CEO UK / Head of Research, MD.Your Profile: Degree level education (exposed to legal side), adequate qualification certificates (CF10 Compliance Oversight CF11 Money Laundering Reporting is a must) Experience in compliance in a financial services firm that has international presence (likely to have 7 years experience) Familiarity with all business lines operating in UK entity (Institutional Sales Trading, Investment Banking, Asset Management), basic knowledge of specifics Read more […]
Business and Commercial Regulatory Compliance recruitment
Business and Commercial Regulatory ComplianceMy client, a global banking group, is seeking a Regulatory Compliance Consultant to join their Business and Commercial team in London on a contract basis. The successful candidate will be reporting to the Head of Compliance and Operational Risk, Business and Commercial banking. You will be expected to deliver compliance support to business management and ensure that significant regulatory risks are identified and managed. This is a very high profile role that will be dealing with very sen ior stakeholders within the business and as such will be a very Read more […]
VP – Senior Equity Compliance Officer recruitment
This is an excellent opportunity for a Senior Compliance professional that specialises in equity market activities and enjoys working with the business at all levels. The role is at VP- level and your responsibilities will include: Provide real-time advice and support on regulatory matters to the Corporate and Investment banking businesses Advise and guide the Equities businesses including cash equities, equity derivatives, prime brokerage and prop trading Manage relationships with the businesses at all levels, including Regional Heads Liaise with the Legal teams covering these businesses to identify Read more […]
IB Operations – WCOB Renewals Team Lead – Associate – Bournemouth recruitment
The Wholesale On-Boarding team will be at the forefront for JP Morgan in our Value for Scale efforts. Client On-Boarding (COB) is a global team with locations in major locations such as New York, Delaware, London, Bournemouth, Hong Kong and Mumbai. The team functions in close partnership with Sales, Operations, Credit, Legal and Compliance to ensure efficient and timely on-boarding to the JP Morgan infrastructure. COB plays a critical role in introducing new clients to our organization as well as ensuring full due diligence is done with respect to new and existing relationships.The COB Team Lead Read more […]
Compliance Advisor – FX Trading recruitment
This is a diverse role which will offer a great deal of exposure across the business, with which you will be the representative for the area to internal and external stakeholders.The adoption of new trading platforms into the business will require an individual with a willingness to go outside the realms of your specific duties – a proactive approach is essential for working on such large scale projects.The ideal candidate should have a background in fixed income, with excellent product knowledge. Additionally a knowledge and exposure to debt capital markets is desireable. Read more […]
Regulatory Transactions Team (Manager/Team Leader) recruitment
We support more than 600 investment businesses, ranging from established global firms to start-ups. Our clients include many of the world’s largest hedge fund managers, private equity firms, fund of funds managers, family offices and institutional pension fund managers.We are looking to hire an experienced compliance professional to come in and manage our Regulatory Transactions Team (“RTT”). The team is essentially responsible for project managing the authorisations process for a variety of clients and for the delivery of IMS services in regard to the following:• Part IV Permission applications• Change Read more […]
AML Contract recruitment
A leading professional services institution is looking to recruit a number of AML Compliance Specialists at various levels of seniority for a temporary contract.The positions are to be based out of their London office working on client site and are to be filled ASAP.Successful candidates will;Ensure that business conducted is in compliance with the UK Anti-Money Laundering RegulationsParticipation with all Risk and business related initiatives that could incorporate an AML componentParticipation in remediation of existing client filesEnsure that any potentially suspicious transactions identified Read more […]
Senior Compliance Manager : Retail Banking recruitment
Based from Canary Wharf , it is also able to offer an excellent remuneration programmeThis exciting role will be to work with colleagues in Group Compliance and Business Unit Compliance functions A full specification is available from Fergus Hooley , however the key responsibilities will include , inter alia : *Oversight of the the businesses’s Compliance functions *Direct activity and resource to undertake special investigations into major control breaches *Reporting responsibilities* Support execution of Compliance Conformance This role will suit an experienced regulatory professional – possibly Read more […]
Compliance Officer – Dubai recruitment
Due to the expansion of our Dubai office we are know looking for a compliance officer to be based in the middle east. Your duties will include:Strong knowledge of Futures and Options products from a risk and compliance perspectiveReporting to the global head of compliance who is based in EuropeLiaising with the FSA and legal partnersProviding support and communciation lines For this role the candidate does not need experience in UAE but a broad knowledge of Compliance from a trading and broking perspectiveIf you feel you can adhere to the above please apply stating your remuneration, notice Read more […]