Assoc Director – Gp Legal & Comp Assur Team – Sanctions recruitment

Assoc Director - Group Legal Comp Assurance Team (SANCTIONS)

Ref: PJ/PA/05

£Excellent package + £4,999 Car Allowance

Our client, who is a well respected organisation in the FS markets, seeks an AD to provide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules policies, external regulations, and, where applicable, local laws and restrictions pertaining to Legal Regulatory Compliance and Financial Crime.

The core responsibility of a Technical Conformance Associate Director within the Group Legal Compliance Assurance team is to plan, execute and manage technical conformance reviews in accordance with the Group Conformance Review Plans, Risk Assessments, relevant policies, procedures and quality standards. The Technical Conformance Associate Director is responsible for the quality of the technical conformance reviews performed and the efficiency and effectiveness of the Group Legal Compliance Assurance team.

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•  The ideal candidate will have some technical testing with good understanding of IT systems, running SQL queries and data analytics or equivalent internal/external audit experience.

•  Deep experience in Sanctions and Regulatory Compliance and risk/control activities or internal/external audit background.

•  Relevant professional or academic qualification (Audit, Risk Management related qualification).

•  Experience in compliance supervision and management.

•  Financial services industry with general understanding of the UK governance, financial crime, legal and regulatory framework, of recent developments and expected changes.

•  Good understanding of banking activities and products.

•  Strong analytical and numerical skills.

•  Flexibility to travel (up to 50% may be required - domestic overseas)

•  Technical conformance experience with in-depth knowledge of IT processes and controls and sanctions screening applications as well as SQL Query Management.

•  Direct practical line experience in governance, financial crime, legal or regulatory function.

•  Knowledge of System Coding.

•  Specialist knowledge of governance, financial crime, corporate secretariat, law or regulation.

Should you feel that you're ready for a new challenge and want to work for a forward thinking company, where your talents will be rewarded and valued - then we would be keen to hear from you.

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