Assoc Director – Group Legal & Compliance Assurance Team recruitment
£Excellent package + £4,999 Car Allowance
Ref: PJ/PA/03
Assoc Director - Gp Legal Compliance Assurance Div
Our client, which is a very well known recognised player in the FS Markets, seeks an AD to
provide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules policies, external regulations, and, where applicable, local laws and restrictions pertaining to Legal Regulatory Compliance and Financial Crime.
The core responsibility of an AD is to plan, manage and where appropriate execute conformance reviews in accordance with the Group Legal and Compliance Conformance Review Plans, Risk Assessments, relevant policies, procedures and quality standards. The AD is responsible for the quality of the conformance reviews performed and the efficiency and effectiveness of the Group Legal Compliance Assurance team.
The ideal candidate would need experience in Legal, Sanctions, AML, Regulatory Compliance and risk activities or an audit background.
• Relevant professional or academic qualification (Audit, Risk Management related qualification).
• Experience in compliance supervision and management.
• Financial services industry with general understanding of the UK governance, financial crime, legal and regulatory framework, of recent developments and expected changes.
• Flexibility to travel (up to 50% may be required - domestic overseas)
• Direct practical line experience in governance, financial crime, legal or regulatory function.
• Specialist knowledge of governance, financial crime, corporate secretariat, law or regulation.
Should you feel you are seeking a new start and a new challenge - then this may well be ideal.