Assoc Director, Sanctions Assurance Testing, Group Legal & Comp Tm recruitment
Assoc Director (Sanctions Assurance Testing, Group Legal Comp Team
Ref: PJ/PA/04
£70-80K + £3,500 LW + £4,999 CA + package
Our client, who is a well respected organisation in the FS markets seeks an Assoc Director to provide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules policies, external regulations, and, where applicable, local laws and restrictions pertaining to Legal Regulatory Compliance and Financial Crime.
The core responsibility of the role is to plan, execute and manage technical conformance reviews in accordance with the Group Conformance Review Plans, Risk Assessments, relevant policies, procedures and quality standards. The Technical Conformance Associate Director is responsible for the quality of the technical conformance reviews performed and the efficiency and effectiveness of the Group Legal Compliance Assurance team.
• Applications are welcomed by candidates with:
• Deep experience in Legal, Sanctions, AML, Regulatory Compliance or Anti Bribery and Corruption compliance and risk/control activities or internal/external audit background.
• Relevant professional or academic qualification (Audit, Risk Management related qualification).
• Experience in compliance supervision and management.
• Strong understanding of the UK governance, financial crime, legal and regulatory framework, of recent developments and expected changes
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Please be aware that flexibility to travel (up to 50% may be required - domestic overseas) will be required.
Should you feel that a new start is worth considering for 2012 then this may well be ideal.
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