Associate / AVP Regulatory & Capital Reporting – Top Tier International Investment Bank recruitment
My client, a Top Tier International Investment Bank is looking for an individual to join their finance team within regulatory control. A great opportunity with global regulatory exposure and the opportunity to advise the business and manage regional teams.
Regulatory Control is responsible for ensuring that the group fulfils its external regulatory reporting obligations including daily compliance with capital adequacy ratios, financial statements, large exposures and statistical reporting.
It ensures integrity of financial information by implementing and monitoring appropriate controls throughout the organisation.
Responsibilities
- Assist with the preparation of the regulatory returns for submission
- Perform Basel II calculations– specific market risk, counterparty and other banking book risk weighted assets for the equities business and understand how the group will be affected by Basel III
- Preparation daily risk weight assets reporting and daily monitoring or regulatory ratios against internal and regulatory limits.
- Preparation of MIS reports such as budgets and legal entity forecasts; performing of analytical reviews.
- Assist with ad hoc queries from management, head office, product control, treasury and other key stake holders.
- Participate in ad hoc projects such as process improvements reviews and system testing.
- Involvement in Basel III implementation process including performing capital metrics, liaising with regulators, providing information for decision making purposes and facing off to the business to ensure compliance.
Experience
- 3-6 years work experience
- Experience in investment banks or first /second tier accounting firms.
- Understanding of Basel II / III and FSA reporting an advantage