Associate Director
Our client is a leading global fund manager
�Key Responsibilities
- Manage risk.Work in conjunction with the Business, Legal, and Systems to ensure regulatory compliance.
- Work in partnership with the Business in the achievement of their goals and objectives
- Ensure that the appropriate procedures are established to facilitate regulatory compliance for financial promotions and Wealth Management
- Manage a staff of two experienced Compliance Managers
- Proactive and hands on involvement in detailed issues
- Deliver against agreed performance standards set for effective management and control of the business.
- Manage the relationships with key external partners,
- Develop the teams capability to support key business plans and objectives, including recruiting and developing a successor.
Experience
5+ years of managing people.
5-7 years detailed knowledge of the provision of compliance services within the financial services sector especially Finprom, tools and retail advice/non-advice systems and controls
Proven management, influencing and negotiating skills.
Strong customer service ethos, a commitment to quality and the will to constantly drive service improvements.
Product Knowledge: Strong on Investment funds, ISAs and personal pensions
Excellent planning, analysis organisation and judgement skills are essential
Excellent communications and people management skills and the ability to work in a fast-paced environment
Please contact Fergus Hooley
.
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