Audit & Compliance Manager
Audit Compliance Manager Job - Caerphilly
My client a leading servicer of loans with more than 1 million customers is looking for an experienced Audit Compliance Manager. This exciting opportunity has arisen from the continued growth of the company.
The Compliance Manager would be looking after a small team and will need to have experience in a similar position from a Financial Services organisation.
The Audit Compliance Manager Job will involve:
.Provide daily, weekly and monthly support to the Compliance Team ensuring that all audit work is up to date and that the results are being collated appropriately
· Helping develop Compliance Monitoring programmes for each of our servicing clients
· Undertaking compliance audits and reviews on the company and reviewing the quality of the Compliance Team
· Conduct or direct the internal investigation of compliance issues and develop corrective action plans for resolution of issues and provide general guidance on how to avoid situations in the future.
· Provide assistance to internal or external auditors in compliance reviews
· Providing management reports regarding compliance operations and process
· Work with the operation to develop new compliance tests and controls either as a result to regulatory change or a new client requirement
Skills and Experience desired for this Job
You must have a minimum of 5 Years experience within a compliance manager / supervisor role in a Financial Services organisation
Experience of managing a team
Able to demonstrate ability to deal with regulations such as DPA, FCA, OFT and the MOJ
The ideal candidate will be highly organised, very articulate and an excellent communicator.
If you would like more information on this job or to discuss other opportunities in the market please contact Sabrina Edwards on 02920 222422·
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