AVP – Compliance – WMD – Australia recruitment
AVP - Compliance - Wealth Management - Sydney/Melbourne
Financial Institution currently has a requirement for an AVP Level Compliance professional (Wealth Management/Sydney or Melbourne).
Based within the Wealth management arm of the Financial Institution, the AVP Level Compliance professional (Wealth Management/Sydney or Melbourne) will be very hands on and will play a key part working across the Compliance function.
The AVP Level Compliance professional (Wealth Management/Sydney or Melbourne) will also be involved in Control Room activities, Advisory for the Retail brokerage business, have a strong understanding of Local regulations, Local Exchange rules, be involved in Training and handling Policies and Procedures.
As the AVP Level Compliance professional (Wealth Management/Sydney or Melbourne), you will need to possess good communication and relationship building skills to deal with internal/external auditors and Business functions. A strong understanding of the Local laws and regulations will also be required to fulfil the requirement of this role.
If you are currently looking for a new and challenging opportunity or know of anyone worth speaking to that is currently considering a move, please get in touch ASAP!!!
NOTE: This role is open to Australian based or recently based Australian based applicants (with proven Local Regulatory knowledge/experience) ONLY.
Contact: Michael Nsiah
Tel: +65 6829 7140
Email: michael.nsiah@astburymarsden.com
Key Words: Compliance, Wealth Management, Private Banking, Sydney, Melbourne, Surveillance, ASIC, AUSTRAC, ASX, Policies, Procedures, External Auditors, Training, Advisory, Retail Brokerage, Controls. 