AVP, Legal, Compliance & Secretariat, DBS Vickers Securities
DBS is a leading financial services group in Asia, with over 250 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank's strong capital position, as well as "AA-" and "Aa1" credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance's "Safest Bank in Asia" accolade for five consecutive years from 2009 to 2013
DBS Vickers Securities is one of the largest securities and derivatives brokerages in Singapore Hong Kong and a leading institutional and retail brokerage in Asia. Backed by the financial strength of the DBS Group, our extensive client base and regional presence, we offer a broad range of services which include equities, derivatives, shares placement, provision of corporate and economic research, nominee and securities custodial services. We are looking for enterprising candidates of high caliber to join our HK team.
Responsibilities:
- Render prompt and constructive advices to business units and support units on Anti-money Laundering (AML) and Counter-terrorist Financing (CFT) matters.
- Keep abreast of legal and regulatory developments, act as key liaison officer with business units and regulators.
- Perform and participate in daily AML and transaction surveillance review, ad-hoc projects and initiatives.
- Coordinate as required AML training for staffs in accordance with Group AML / CFT Training Policy.
- Involve in formulation of policies and procedures, and preparations for investigation reports.
- Provide Compliance related support and group reporting for the business units.
Requirements:
- Degree holder in Accounting/Finance/Law or a related discipline
- Possess at least 4 years’ compliance/AML experience in securities industries or international banks
- Self-motivated with good analytical skill
- Good communication and interpersonal skills
- Proficiency in written and spoken English, Chinese and Putonghua
- Good PC skills
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We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognizes your achievements.
We regret only shortlisted candidates will be notified.
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