AVP/ VP Insurance Compliance Specialists recruitment
Key Responsibilities:
-Responsible for licensing and registration requirements of the company, responsible officers, tied agents and employees.
-Deal with regulatory authorities on licensing matters.
-Take responsibility for Compliance Risk Assessments and ensuring consistent practices within the region.
-Act as a subject-matter expert, providing guidance and support to Local Compliance Officers at various sites and visiting the sites to perform regular compliance risk reviews.
-Liaise/coordinate with regulatory authorities (including Securities Futures Commission (“SFC”) and Mandatory Provident Fund Schemes Authority (“MPFA”) for change / approval of existing new products / new marketing materials and regular filings.
-Deal with MPFA on occupational retirement schemes (ORSO schemes) matters and revise insurance policy endorsements, the offering documents and customer notifications to MPFA for prior approval.
-Update and develop compliance monitoring programme and conduct regular compliance monitoring testing.
-Conduct risk assessment and financial / non-financial risk impact analysis, prepare scorecard evidence and conduct regular compliance and money laundering reporting offer.
-Ideal candidate should have extensive experience within Compliance risk coupled with any Insurance experience.
-He/ She have strong leadership attributes along with excellent interpersonal skills.
Ideal candidates kindly forward your updated Cv in word format asap to ajha@confero.asia For more details please call 25220797