AVP/ VP Insurance Compliance Specialists recruitment

Key Responsibilities:-Responsible for licensing and registration requirements of the company, responsible officers, tied agents and employees.-Deal with regulatory authorities on licensing matters.-Take responsibility for Compliance Risk Assessments  and ensuring consistent practices within the region.-Act as a subject-matter expert, providing guidance and support to Local Compliance Officers at various sites and visiting the sites to perform regular compliance risk reviews.-Liaise/coordinate with regulatory authorities (including Securities Futures Commission (“SFC”) and Mandatory Provident Read more […]

July 7, 2012 • Tags: , , • Posted in: Financial • Comments Off on AVP/ VP Insurance Compliance Specialists recruitment