AVP/VP : Regional PEP Desk Coordinator recruitment

ROLE SUMMARY:

I) Management and Oversight

Assist the Regional Head AML Compliance and Heads of IB/AM/PB AP AML Compliance with managing day-to-day and project tasks, ensuring Bank AML compliance efforts in the region meet Bank policies, Regional minimum standards and local laws and regulations.

(II) Policy and Procedures Review

Review and advise on CS AML policy and procedures on Client ID/ Enhanced Due Diligence/ PEP in order to ensure CS maintains appropriate policy standards and processes in light of new technologies, best practices and changing regulatory requirements
Coordinate the consultation of draft global policies across locations in the region and consolidate the feedback to Global team for consideration
Conduct gap analysis to identify any discrepancies with the Global policies

(III) Regional PEP desk coordinator

Act as Head of Regional PEP desk
Participate in monthly Global PEP call
Act as a coordinator/Iiaison between Global PEP desk and local compliances and driving force behind global PEP projects
Consolidate the Global PEP database for the region
Coordination/consolidation of annual/semi-annual PEP reviews
Conduct ad hoc request on PEP assessment from other regions
Proactive involvement in global PEP initiatives/projects
Handle PEP related audits

(IV) Regional Sanctions Compliance

(VI) Ad-hoc Projects

Identify and undertake projects to improve the process and application of AP Compliance’s policies and procedures, as and when required, utilizing technology where possible. For example Shared Relationships in PB or global AML Compliance projects
Undertake specific due diligence assignments in conjunction with LCD/Regional Oversight/Reputation Risk as required.
Remediation of any findings issued by Regulators or Auditors.

THE ROLE INVOLVES:

Business Focus:

Functional Focus:

Oversight Responsibility:

Geo. Focus:

TO QUALIFY, YOU MUST POSSESS:

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