*Banking* Senior Compliance Manager
Responsibilities:
-Oversight of the banks businesses’ Compliance functions management and mitigation of regulatory risk
-Direct activity and resource to undertake special investigations into major control breaches that have a serious regulatory impact on the business
-Reporting responsibilities
-Previous experience working in a compliance role in a major financial services firm, regulator or professional services firm
-A wide knowledge of financial markets, current regulatory issues as well as expertise in the key product areas for retail financial services;
-A high-level of understanding of all operating areas of the business areas with which the role holder will be engaging with on a daily basis.
-Detailed knowledge of the regulatory requirements and key issues that are relevant to the business areas from a Compliance perspective;
-Proven experience of monitoring regulatory compliance processes, practices, risks and customer outcomes in a financial services institution;
-Knowledge of compliance best practice and, ideally, a background in developing a leading edge compliance function;
-Proven capability of dealing with regulators at a senior level.
-Advanced stakeholder management and communication skills in a high performance culture;
-Strong management, leadership and team skills and the ability to communicate compliance issues in a technical and non technical way to senior management;
-Able to identify emerging risks and issues within and across business units. Engage with the business unit compliance teams to follow-up and challenge their activity and progress on these issues/projects where necessary;
-Understanding of the regulatory requirements that affect the bank, with particular reference to emerging themes and trends and changes to the future regulatory regime
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