CF10/CF11
Full Job Description
Provide the Advisory business with regular Compliance updates on topics as relevant - arising from:
- compliance-related issues and-or incidents arising with the business
- findings, recommendations and management actions arising out of Compliance Reviews
Ensure attendance at regular business unit governance meetings (including Board, Executive and Operational meetings) and providing a Compliance update for each meeting on topics and actions as relevant.
Ensure maintenance of awareness of regulatory developments and support the business in assessing impacts, through regular liaison with the Policy team; Provide and oversee the provision of advice to business or functional colleagues on issues relating to their business or function, including the development and launch of new products, new business models, new functional processes, outsourcing, etc.
▪ Extensive experience operating in the Compliance department of a public company in the UK regulatory environment (minimum 5 years). Broad knowledge of risk management practices.
▪ Extensive experience operating in the Compliance department of a UK MiFiD firm (minimum 5 years)
▪ Commercial awareness and focus on the application of regulation within the insurance broking and investment industry
▪ Proven track record in building strong and constructive relationships with business leaders
▪ Prior role as CF10 and CF11 for UK MiFiD firm
A leading Financial Services Institution with unlimited international opportunity
up to £80000 plus package
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPGX13252739
Michael Page International is a world leading recruitment consultancy.
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