Chief Compliance Officer
A Tier 1 Investment Bank is looking for senior compliance professional to manage their compliance function and regulatory relationships specifically relating to Swaps. This cross-product advisory role is an excellent opportunity to build out a function in line with both US and EU regulations, and truly make your mark on the compliance department.
The bank is a Tier 1 institution, and a household name in the North American, APAC and EMEA regions. They are continually looking to be trailblazers in the London regulatory area, and are pre-empting major regulatory shifts in the swaps arena by developing this function.
The role itself is the oversight of all compliance arrangements relating to swaps, cutting across all product classes and business lines. Candidates will be tasked with developing and building out a relatively new function, liaising with senior stakeholders across compliance and the wider business, including global heads of advisory and front office. You are primarily responsible for checking and challenging the business through a series of systems and controls that are in place but which you will help develop.
Candidates must have previous compliance advisory experience, due to the senior nature of the role. Solid understanding of banking products and the associated regulatory frameworks is also necessary. Specifically candidates must have strong understanding of Swaps and Fixed Income in particular.
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