Commodities Compliance Officer recruitment
Major Responsibilities
• Design, enhance and implement effective compliance policies/procedures and monitoring controls in support of expanding trading activities
• Develop, build, and manage the compliance program to ensure the firm complies with applicable regulations, including Commodity Exchange Act, Dodd-Frank Act and CFTC regulations
• Monitor and report on proposed, current and amended regulatory developments in the United States, Europe and Asia
• Liaises with partners in New York and London to assess the business and compliance impact of regulatory changes
• Review and monitor trading desks to identify and mitigate risk within the trading operation procedures
• Provide advice and respond to inquiries from business partners
• Act as liaison to regulators to produce documentation of the company's compliance program.
• Provide training on rules and regulations, internal policies and best practices
Education and Skills
• Bachelor’s degree
• At least 4 years of relevant compliance experience in commodity or energy trading industry
• Demonstrate a strong expertise and understanding of laws, regulations and issues relevant to commodity products, OTC derivatives, and swaps
• Experience dealing with audits and other requests from regulatory bodies
• Must be a team player and possess the skills necessary to build and maintain strong client relationships with front office
• Superior interpersonal and communication skills
• Excellent analytical, organizational, and writing skills