Compliance
Your Role:
- Review Customer Profile Forms, monitor and review PEP / High Risk / Sensitive accounts;
- Identify, review and investigate trading errors and suspicious transactions, conduct on-going of existing clients suspicious transactions report and handle customer complaints;
- Perform ad hoc compliance reviews, checking and handle compliance-related queries/projects
- Review and update the existing procedures and policies to keep in line with regulatory and legal changes; and
- Provide compliance consultation, ad hoc advice and support (including staff training) to employees and Management
Your Profile:
- At least 8 years relevant compliance experience in related to wealth management, investment products and consumer banking
- A hands on compliance professional with an attitude to work with supporting/control department and front office as partners
- Good working knowledge in SFO, Banking Ordinance and preferably with private banking exposure
Application Procedures:
Interested parties please send the below to: hr.hkg@sgcib.com
- Cover letter
- A full resume (specifying the class of honor or GPA attained)
- Contact details
- Availability
- Stating the Job Reference No. Job Title in the subject line of the email. For Example (Compliance - Associate Director)
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