COMPLIANCE
Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. It provides companies, institutional investors and high-net-worth clients with asset management services worldwide. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join their Compliance team in Hong Kong.
You will be responsible for executing and maintaining compliance monitoring processes, conduct compliance review and various reporting. Establish and execute compliance monitoring programs to ensure compliance policies and procedures are adhered to and compliance risks are properly addressed. Prepare and review regulatory reporting, internal compliance reporting and clients’ reporting. Review offering documents, marketing materials and agreements. Prepare and update compliance training materials. Undertake ad-hoc compliance projects as required.
To be qualified, you should be a Degree holder in Accounting, Finance or related disciplines with a minimum of 5 years relevant experience ideally in asset management companies or regulatory bodies (MPFA/SFC). Well versed in rules and regulations. Good interpersonal and communication skills. Self motivated, independent and good team player. Excellent command of both written and spoken English and Chinese. Level will depend on experience.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2124.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)
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