Compliance Adviser
The ideal candidate will have an understanding of stockbroking markets, equities and ASIC regulations. This unique opportunity will provide a chance to work within a fun, fast-paced environment whilst furthering and advancing your career.
Sydney CBD: $70 000 -$85 000 base + super
Role Responsibilities;
- Provided advice and support to the broader business on Compliance matters
- Support the drafting and reviewing of Compliance policies and procedures.
- Provide compliance monitoring, analysis and feedback
- Supply regular reports to management
- Providing Compliance training, educate employees and promote compliance awareness
- Monitor and report trading activities
Role Requirements;
- Compliance experience gained within a stockbroker- highly preferred
- Legal qualifications will be looked on favorably
- 2+ years Compliance Experience
- Stakeholder engagement
- Strong communication presentation and communication skills
For more information please contact Elizabeth Floyd on 02 8251 2100
To find out more about Huxley Associates please visit www.huxley.com
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