Compliance Advisor – Sales and Trading recruitment
Responsibilities
- Provide day-to-day advisory service to Cash sales and trading, Emerging Markets, Program Trading and the Derivatives businesses on their various requests
- Develop policies and procedures
- Provide support to the rest of the compliance team both regionally and globally on various project initiatives that are underway or in planning from both a compliance perspective as well as those initiated by the business
- Assist in ensuring that all relevant policies and procedures are employed in the relevant sales and trading businesses across the firm
- Work with the rest of the European securities division compliance team on ad-hoc EMEA initiatives and projects.
Skills and Experience
- Ideally degree educated but not essential
- A minimum of 2 years advisory experience in a compliance function within a Sales and/or Trading function in an investment bank
- Pro-active, self-motivated, assertive and well organised
- Ability to work independently, but still be a strong team player
- Forward looking, focused on streamlining processes and increasing efficiency
- Flexibility and ability to multi-task
- Hands on, proactive approach to problem solving
- Ability to resolve conflict and deal with confrontation
- Interest in the financial markets and a willingness to learn
Please note that this is a 6 month maternity cover (with a possibility of being extended).
Previous applicants need not apply.
May 29, 2011
• Tags: Compliance, Compliance Advisor, Legal careers in the UK, Sales and Trading recruitment • Posted in: Financial