Compliance Advisory
Role: Compliance Advisory- Fixed Income
Organisation: Tier 1 Investment Bank
Salary: Upto £100,000
Location: City of London
One of the worlds leading Investment Banks is looking for a compliance advisor specialising in fixed Income. The role will offer variety and breadth in a team that can offer a high level of support. The candidate will have the opportunity to quickly progress within the team and gain a high level of exposure.
Role:
Provision of day to day Compliance advisory to the Fixed Income trading, sales and structuring desks
Opining on compliance aspects of trading ideas/ complex structured products, marketing material and general application of FCA, PRA, OCC, SEC, FED and CTFC rules
Responding to Exchange and the Regulatory queries
Working collaboratively with Compliance colleagues in other jurisdictions
Keeping abreast of UK, U.S, European and other relevant legislation and regulatory developments
Requirements:
Candidates must be experienced in compliance advisory and worked at an Investment Bank. They must have experience in advising on Fixed Income products and have relevant regulatory knowledge.
If this role is of interest or you know of somebody that may want to hear more please get in touch on 02034650110.
Leave a Reply
You must be logged in to post a comment.