Compliance Advisory- Assistant General Manager–Investment Bank recruitment
The successful candidate will provide pro-active regulatory advisory services to the corporate markets business area to help them manage, and support them in the adherence to, all established Compliance policies and procedures. This will include the provision of regulatory advice and guidance, encompassing risk identification and mitigation. You will direct the development of a business-focused compliance strategy and provide advice in order to facilitate the development of new products and services.
In addition, you will assume responsibility for the initiation and management of a wide range of projects. Ensuring that these projects are undertaken with due care and attention, this role will evolve with the successful incumbent becoming the primary Project Manager within the Compliance group. There will be significant involvement in any and all issues arising from regulatory changes, including liaison with senior stakeholders and external parties and ensuring that these changes are effectively communicated and implemented.
To be considered for this role you will possess the following:
- A proven working knowledge of corporate banking and associated products
- Experience in reviewing and updating compliance and AML manuals, compliance intranet, policies and other rules
- Compliance project management experience, highly advantageous
- Experience in analysis of FSA and regulators rule changes, and implementation
- Experience in the provision of compliance advice on a wide range of compliance activities
- You should have extensive advisory compliance experience gained from within a corporate banking environment
A proactive approach and the ability to provide alternative ideas and solutions to problems are key attributes required, coupled with excellent knowledge of FSA rules and their practical application. Any formal legal or compliance qualification is highly desirable. First class communication skills, the ability to liaise at all levels and to work to tight deadlines are pre-requisites for this outstanding opportunity with this forward thinking institution.
To be considered for this opportunity, please send your CV to george@coninghamlee.co.uk or call 0207 220 6350.