Compliance Advisory AVP recruitment
This candidate will be responsible for advising Listed and OTC Single-Stock and Index Options, Complex Equity, Exotics, Structured Products and Notes. He or she will work closely with compliance advisors covering Equity Sales Trading, as well as regularly collaborate with Legal.
This candidate must have a strong understanding of equity derivative products and markets, which includes current and proposed industry and regulatory developments. Knowledge of related products including Futures and Swaps is preferred. He or she should also have the ability to support and defend complex compliance decisions in a fast-paced environment.
This candidate should have 5 – 6 years of relevant experience with derivative products and markets as well as knowledge of the relevant derivatives and equities laws and regulations. A Bachelor's degree is required, and JD or MBA is a plus.
Please note Coningham Lee have numerous recruitments mandates for Compliance specialists. As such, if the above role does not fit your requirements, please contact us for a confidential discussion on the number below.
For further information please contact Rowan Mollison at rowan@coninghamlee.co.uk or call 0207 220 6350.