Compliance Advisory – Regulatory Development VP recruitment
Key Responsibilities:
- Provide support and input to co-ordination of Compliance activities relating to regulatory developments in Europe, including initiatives arising from European central supervisory bodies and national regulators.
- Provide effective and proactive support to regulatory policy agenda co-ordinating with the EMEA Government Relations and Public Policy team, including analysis of emerging and new regulation, input to submissions made to European supervisory bodies, trade associations and other stakeholders.
- Engagement with business areas and support functions to implement regulatory change to ensure the Company continues to fulfill its regulatory obligations.
- Provide input to regular reporting and communication on regulatory developments to senior management and corporate and/or fund boards and broader Company business.
- Provide input on regulatory developments in client presentations and in team/departmental briefings.
- Work on new product initiatives and other important business projects providing timely advice on compliance matters.
- Liaise with portfolio managers and other investment staff including dealers on regulatory matters including advising on eligibility of instruments and application of Company Compliance policies e.g. allocation/execution, inside information and short selling.
The ideal candidate will have relevant experience within financial services, ideally within Compliance or other control function, and also have some previous exposure to regulatory developments initiatives in Europe.
April 5, 2012
• Tags: Compliance, Compliance Advisory, Legal careers in the UK, Regulatory Development VP recruitment • Posted in: Financial