Compliance Advisory Review- VP/ AVP recruitment
The position itself involves working with a team of three people across the region identifying high profile compliance issues in each of the respective teams and helping to draft additional process and policies to mitigate against additional risk that would leave the bank with too high a level of exposure. Unlike other review roles, this position will not merely involve advising the compliance heads of the teams but also driving change and working with the front office.
Additional Responsibilities will include:
- Working with the product advisory teams in the region to prioritize areas for review
- Validating compliance against established policies and procedures
- Work closely with business management to establish comprehensive working processes
- Drive appropriate changes in the business
Person Requirements:
• Demonstrate relevant compliance experience in a global investment bank.
bank
• Regulatory and/or advisory compliance experience preferred
• Investment Bank product knowledge required
• Working knowledge of relevant rules and regulations
• The candidate must be energetic, detail-oriented, organised, articulate, willing to take responsibility, and comfortable speaking and responding to concerns and questions regarding review work
• Strong analytical skills
• Excellent written and oral communication skills
• Strong interpersonal skills
• Constructive and positive approach to challenges
• Self motivated, proactive and able to manage multiple priorities
• Proven ability to anticipate and provide solutions to complex problems