Compliance Advisory (VP) recruitment
Our client is a global tier one investment manager.
They are looking for a VP-level Compliance Advisor to join the established Compliance Department. This position provides the diverse opportunity to advise numerous business lines and off shore teams on a variety of issues.
Your responsibilities will be:
• Providing compliance advice to the business, particularly on the regulatory aspects of investment breaches/portfolio matters.
• Assisting in the development of new product design and implementation.
• Guiding on security pricing.
• Liaising with business functions and overseas compliance teams.
• Liaising with product development amongst other control functions.
• Analysing the impact of new regulations within the business environment, and ensuring the business is appropriately informed and prepared.
• Participating in depository and audit visits, as well as project work.
• Maintaining up to date knowledge the regulatory environment, specifically relating to the UK and Luxembourg.
• Providing compliance training.
This opportunity would suit an individual with significant asset management compliance experience that includes exposure to equity and fixed income products, who is looking to provide an advisory service to a senior internal client base. You will enjoy working in a fast-paced environment where the innovation, diversity and complexity of the product range and type of support needed by the business requires intellectual rigour and astute commercial acumen.
To discuss this, and others within asset management, please contact Khurram Somra on 02031453380, or at Khurram.somra@bruinfinancial.com.