Compliance AML Associate recruitment
The Compliance Department protects the company's reputation and provides client focused advice. It understands challenges and advises on the impact of regulation in our business, with the objective of:
- Actively participating in business decisions to champion our clients’ interests and assist the business to translate Compliance into their daily work
- Have client interests at the centre of everything we do
- Cultivate and enhance the compliance culture within the company
- Provide thought leadership on the impact and implementation of regulation
- Developing and fostering excellence within the Compliance team
Key Responsibilities:
- Assist in the reviews and quality check of account opening documents and addressing any AML/KYC issues, review data presented and enhance with public information available, escalating within the team as appropriate
- Review and elimination of sanction matches
- Undertaking investigative Suspicious Activity reviews, focused risk based reviews and writing AML reports.
- Ad-hoc AML reviews, program or procedure updates, projects
- Administration and delivery of AML related training and program matters
- Working with external agents to review, PEP and high risk client accounts and maintain processes for delivery and reporting
- Maintenance and provision of MI for onward reporting and database maintenance
- Good communication skills (written and verbal) - communication at all levels within Compliance and the business on various AML matters providing guidance and training where necessary
- The ideal candidate should have a good working knowledge of the AML legal and regulatory framework and a good understanding of all client types with proven practical application
- Maybe required to work on other compliance projects and initiatives.
Knowledge/Experience:
- Previous experience within financial services, ideally Asset Management and within Compliance or other control function.
- An opportunity has arisen for an AML professional with strong analytical skills and experience of Client On-Boarding/KYC and AML from a similar environment and a good understanding of the JMLSG guidance.
- An AML qualification and experience of working within UK, EU and US AML legislative requirements would be an advantage.
April 14, 2012
• Tags: Compliance, Compliance AML Associate recruitment, Legal careers in the UK • Posted in: Financial