Compliance Analyst – Exchange recruitment
A highly regarded exchange are looking for a Compliance Analyst to join their team in London. This is a progressive business that are leaders in their field and have reported an increase in trading volumes year on year. This is a fantastic opportunity for a junior (2+ year) individual to broaden their exposure to a wider remit of activities.
The role of the compliance analyst will be varied, however expected tasks will include -
- The planning and implementation of the monitoring programme
- Reviewing internal compliance policy.
- Managing participant’s service requirements
- Working with other teams (eg audit) in the production of AML and other reports.
The ideal candidate will have 2+ years of relevant post-graduate experience, an understanding of FSA regulation and how an RIE operates. Your experience must be from either a sell-side firm or an exchange.
If you possess the relevant experience then I am keen to speak with you, please submit your CV via the relevant link.