Compliance Analyst recruitment
- Fast-paced collaborative environment
- Exceptional Compensation and Benefits Package
- Autonomous position
Our Client is looking for a high calibre candidate to join the Asia Pacific Compliance function. You will be a compliance generalist who is comfortable wearing many hats and promoting compliance with applicable regulatory requirements.
Responsibilities include:
- Monitor trading activity, and analyse and compile data into meaningful summaries.
- Maintain accurate records and documentation to enable swift responses to queries.
- Investigate potential compliance issues with traders, IT or operational staff as necessary.
- Manage trader registration processes as appropriate based on different exchange memberships.
- Prepare and deliver educational programs such as new hire orientation, annual compliance meeting and trader orientations.
- Establish regular communication with exchanges and brokers.
To qualify, individuals must possess:
- Bachelor’s degree
- Experience in all areas of regulatory compliance and risks related to the rules and regulations of MAS, SGX, TSE, ASX and other local regulations and laws.
- Strong verbal and written communication skills
- Solid financial industry business knowledge
- Ability to work in a multi-cultural environment
- A minimum of 6 years compliance experience working in the financial industry.
Contact Laura Krippner on (65) 6854 5612 or APPLY NOW by clicking the button below quoting FC/LXK19969 www.ambition.com.sg
Data provided is for recruitment purposes only
Business Licence Number:200611680D. Licence Number: 10C5117.
July 6, 2012
• Tags: Compliance Analyst recruitment, Trading careers in the Singapore • Posted in: Financial