Compliance Analyst- Top Tier Hedge Fund recruitment
Reporting to the compliance manager and partnering with the Chief Compliance Officer the compliance analyst will be tasked with ensuring that the portfolios and operations of the firm meet all regulatory requirements, both state and federal.
The Compliance Analyst will have broad reaching responsibilities including the following:
* Create, review and update operational and compliance policies and procedures, including areas such as trading matters (front running, insider trading, trade errors, allocation among funds) business continuity and disaster recovery, privacy laws, email/data review for securities law and privacy laws, investor communications, books and records retention.
* Build out the testing methodology to ensure the relevance and appropriateness of the compliance program. This requires an understanding of the investment strategies of the firm and the ability to identify potential compliance risks and issues.
* Assist with special projects as needed and have a level of comfort interacting with people of all levels internally and external vendors and regulators.
The ideal Compliance Analyst will have:
* Experience and working knowledge of compliance functions
* At least Six (6) years in a compliance function preferably at a hedge fund or alternatively somebody with extensive asset management experience from an audit, risk, or consulting background
* Knowledge of investment advisery and securities laws and rules (1940, 1933 and 1934 Acts)
* Dedicated team player with a strong sense of ownership and follow-through
* Capacity to handle highly confidential and sensitive information