Compliance and Risk Manager
An opportunity has been created as the current Compliance and Operational Risk Manager is transitioning into the business. As Compliance and Operational Risk Manager, you will work with stakeholders of the business to meet compliance requirements for the Wrap and Superannuation product lines within the Macquarie Adviser Services division of the Banking and Financial Services Group (BFS).
More about the role:
- Proactively identifying compliance requirements for the Wrap and Superannuation businesses and assessing the existence and adequacy of controls to manage such compliance requirements;
- Assessing new / variations to product and business opportunities in the Wrap and Superannuation businesses for operational and compliance risks and representing Macquarie Compliance on the project working groups and due diligence committees;
- Engaging with stakeholders in the broader Macquarie Risk Management Group;
- Performing targeted compliance and risk reviews, and drafting and assisting with implementing solutions to process and control design;
- Incident and breach reporting; analysing incidents and breaches (including their causes) to identify control improvements necessary and ensuring actions are implemented;
- Facilitating the Operational Risk Self-Assessment (ORSA) workshops for the businesses with management to assess their businesses operational risk and control environments and identify significant risks and critical controls;
- Performing operational risk and compliance assessments and policy reviews across BFS.
- Reporting to the Superannuation Trustee Board and various compliance committees on risk and compliance related matters;
- Liasing with external regulators and industry bodies.
About you:
- Strong tertiary qualifications in Accounting, Audit, Finance, Commerce or a similar discipline;
- Experience in an operational risk management role, compliance, audit or operations;
- Experience in Wrap and Superannuation and/or retail products and their regulatory frameworks;
- The ability to initiate and lead conversations with business leaders and risk management colleagues regarding anticipated and emerging issues;
- Strong relationship building and maintenance skills, ability to gain buy-in, trust and understanding, to influence and negotiate, be highly visible and to provide transparency of process to clients and team;
- Ability to obtain the respect of others and the ability to bring a high level of energy and commitment to the team;
- A confidence in presenting to a range of audiences with strong communication skills; both written and verbal;
- A high degree of commercial acumen and the ability to deliver in a fast-paced, output focused environment; and
- The ability to work independently as well as collaboratively within a team of specialists.
If you possess extensive operational risk and compliance experience within retail banking or financial services and are looking for a role with a high level of visibility, please follow the links to apply. For a confidential discussion should you require additional information please contact Christine Kwan on (02) 8232 3333.
About us:
Macquarie Group (Macquarie) is a global provider of banking, financial, advisory, investment and funds management services. Macquarie's main business focus is making returns by providing a diversified range of services to clients. Founded in 1969, Macquarie employs more than 13,400 people in 28 countries.
Macquarie's business is structured into six operating groups and four service groups. Strong prudential management has been a key to Macquarie's success over many years. The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
Advertised:
14 Jun 2013 Aus. Eastern Standard Time
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