Compliance Assistant
Full Job Description
AML
Sanctions checking of transactions and customer names
Assist in obtaining required KYC information for new customer accounts
Monitoring KYC information obtained and follow up outstanding KYC information
Maintaining customer KYC files
Assist in AML monitoring in accordance with Branch Compliance Monitoring Programme
Preparation of SOCA Suspicious activity reports
Maintaining staff training records
Compliance
Dealing with FSA Approved Persons registrations
Dealing with Personal Account Dealing - permissions to deal
Client Classification : issuing of Notices and maintenance of records,
Maintenance of Complaints registers, gift register, insider lists
Maintaining staff training records
Assist in Compliance monitoring in accordance with Branch Compliance Monitoring Programme
General Compliance Department Administrative duties
Assisting in any project work
Versatile and hardworking
Ability to work on their own initiative - proactive
`Hands - On` - `Can Do` approach to work
Ability to work under pressure
Good presentation and report writing skills.
Good communication skills in dealing with Department Heads and other members of staff
Good eye for detail
Boutique Bank in the City
£30000 -£40000 plus package
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPGX13245774
Michael Page International is a world leading recruitment consultancy.
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