Compliance Associate- Global Investment Manager
Our client is a leading global asset management firm servicing a top-tier institutional client base. With an ever growing presence in the Asia market, they are seeking a seasoned compliance professional to help manage the risks of their Hong Kong business
The Role
Reporting to the Compliance Team Head, you will be fully responsible for:
- Advising the business on any regulatory or client specific issues in respect of investment opportunities
- Maintaining all PAD and gifts entertainment procedures
- Liaising with client relationship manager and other local country compliance officers to review new mandates and tracking of any changes in the IMA to ensure things are monitored and communicated to the relevant parties
- Delivering compliance induction training and to promote awareness of compliance culture within the business
- Responding to external queries in relation the firm’s monitoring program and processes
- Assisting in the provision of money laundering risk assessment and to advise on any AML related issues affecting the business
The Successful Applicant
You will be a University Graduate holding a degree in law and/or economics with at least 3 years’ experience gained within a compliance function. You will possess sound knowledge of Hong Kong compliance and regulatory laws and have strong communication, analytical and leadership skills. Hands on experience with asset management business will be an advantage. Fluency in English and Mandarin, both written and spoken is preferred.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/9950)
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