Compliance Associate Job in New York 10016, New York US
Asset Management firm is looking for a Jr. Compliance Associate to join their firm. The responsibilites include:
- Monitor and review personal trading activities
- Maintain internal controls in order to detect violations of company policies and procedures;
- Assist with forensic testing and annual compliance review;
- Coordinate and schedule compliance training;
- Provide administrative support to the legal/compliance team
The ideal candiate with have 1-5 years related compliance experience.
December 22, 2011
• Tags: Compliance Associate Job in New York 10016, New York Us • Posted in: General