Compliance Associate Job in New York 10016, New York US
Asset Management firm is looking for a Jr. Compliance Associate to join their firm. The responsibilites include:Monitor and review personal trading activities Maintain internal controls in order to detect violations of company policies and procedures; Assist with forensic testing and annual compliance review; Coordinate and schedule compliance training; Provide administrative support to the legal/compliance teamThe ideal candiate with have 1-5 years related compliance experience. Read more […]
December 22, 2011
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