Compliance Associate,Sr Assc
Our Company
State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.42 trillion in assets under custody and administration and $2.18 trillion in assets under management at March 31, 2013, State Street operates globally in more than 100 geographic markets and employs 29,460 worldwide. For more information, visit State Street's website at www.statestreet.com.
Promoting a culture of excellence
With more than 29,460 employees across 29 countries, at State Street, our people are our greatest asset. We recognize that highly skilled, engaged and productive employees are essential to our success. Our company values reflect our commitment to employee engagement, Global Inclusion and corporate social responsibility -- to help you build a fulfilling career. Around the world, we aim to be an employer of choice by offering competitive compensation and benefits, personal and professional development opportunities, and a work environment that promotes a diverse array of people, ideas and skills.
We're a company that insists on, and rewards, performance excellence. We know our success hinges on attracting the best people to join us -- people like you.
We encourage you to explore the possibilities that a career at State Street can offer you.
State Street is an Equal Opportunity Employer, and prohibits discrimination against applicants or employees on the basis of any legally protected characteristic.
An opportunity has become available for an experienced Compliance Professional to join the Singapore Compliance team supporting the State Street Bank and Trust business.
Key Responsibilities
- Provide regional AML compliance support
- Develop and contribute to the implementation of Compliance and AML/OFAC programs
- Perform all functions relating to AML/OFAC compliance including but not limited to training, AML/OFAC risk assessment of new and existing clients, sanctions screening, periodic KYC reviews, and monitoring compliance with AML/OFAC policies and procedures
- Assess impact on the business of new or changes in laws and regulations; and develop appropriate action plans
- Coordinate regulatory audits
- Participate in internal and external audits
- Review and oversee resolution of compliance issues
- Prepare regulatory filings
- Prepare Compliance training schedule and materials and conduct training
- Participate in business and compliance meetings/calls and contribute to the preparation of management reports
- Prepare and maintain compliance policies and procedures
- Handle compliance-related queries from business colleagues and clients
- Participate in projects such as new products and business reviews, among others
Skills / Qualifications
- Bachelor's degree or equivalent
- Minimum 3 years prior experience in compliance, regulatory, risk management or audit
- Experience in AML essential
- Experience with custody and fund administration
- Ability to read/write Chinese high favoured
- Demonstrated communication and organization skills
- Demonstrated analytical and problem solving skills
- Strong computer skills including knowledge of Microsoft applications
- Team player
- Ability to independently conduct assigned responsibilities and capable of executing/completing a range of moderately complex tasks and analysis
- Ability to build consensus
- Ability to develop and maintain business relationships within the business unit and across the corporation.
Compliance Senior Associate (AML Compliance) - opportunity to join a globally recognised leader in financial services
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